Sunday, May 6, 2012

1 Broader Issues and Their Evolution


1 Broader Issues and Their Evolution

1.1 Surrender of the Centre
The phrase 'surrender of the centre' usually re‑
fers to the classical situation after I e4 e5, in
which White plays d4 and Black plays ...exd4
rather than trying to protect his e5-pawn. This
arises, for example, in Philidor's Defence after
1 e4 e5 2 ielf3 d6 3 d4 exd4, and in the Ruy
Lopez after 1 e4 e5 2 12)f3 t?Ic6 3 b5lLif6
0-0 d6 5 d4 d7 642)6 exd4, among other se‑
quences. Surrender of the centre can also occur
when there are pawns on d4 and d5, such that
after White's move e4, Black plays ...dxe4 rather
than trying to shore up his centre. Nimzowitsch
approved of this strategy in the French Defence
line 1 e4 e6 2 d4 d5 3 eLc3 dxe4; and the open‑
ing that perhaps most successfully employs the
surrender of the centre is the Caro-Kann De‑
fence: 1 e4 c6 2 d4 d5 3 12)6 dxe4. In fact, one
could argue that the very existence of this last
venerable line means that no universal condem‑
nation of central surrender can be made.
Surrender of the centre is closely connected
to the topic of space. The side that surrenders
the centre gives his opponent influence over
five ranks, i.e., he controls only three ranks se‑
curely, his opponent controls four, and his own
fourth rank is disputed territory. For conve‑
nience, let's call the side that surrenders the
centre 'Black' (as is the case in the above exam‑
ples). In which cases is this justified? How
should Black proceed? Which side benefits from
exchanges? These issues are treated differently
in modem chess from the way they were in
classical times. Most significantly, the philoso‑
phy of when and when not to exchange pieces
has changed, and the decision to cede territory
to White depends more upon the immediacy of
central counterplay.
Surrender in the Double
e-Pawn Openings
Let's begin with examples of double e-pawn
lines involving ...exd4 that were relatively more
popular in the 19th and early 20th centuries:
3...exd4 in the Philidor Defence (1 e4 e5 2 if3
d6 3 d4) and an early ...exd4 in the Ruy Lopez
(1 e4 e5 2 12313 e?ic6 3 b5 with a later d4). To
identify some trends, I will use databases of the
top players who were at their best for various
epochs, as described in the Preface. The Phili‑
dor Defence was of course more popular in ear‑
her times. Among top players, it was used about
twice as often in the 19th century as in 1901-
1935, and about 8 times as often as in later
years (it has a small but steady following today,
with even top players dabbling occasionally).
e4 e5 2 1243 d6 3 d4 (D)
B
rrrrr,„„A
Black now faces a fundamental choice about
whether to surrender the centre with 3...exd4

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